問題詳情
201 為防範利益衝突及保護營業秘密，證券商之董事、監察人及受僱人員等內部人員獲悉承銷部門出售其包銷取得之股票或自營部門欲為買賣股票種類者，下列敘述何者為正確？
(A)於承銷部門出售或自營部門買賣前，不得為同種類股票之買賣委託
(B)為服務客戶，立刻將此消息告知主要客戶先為買賣同種類股票
(C)自己或通知親朋好友先為買賣同種類股票
(D)立刻報告直屬主管因應處理
(A)於承銷部門出售或自營部門買賣前，不得為同種類股票之買賣委託
(B)為服務客戶，立刻將此消息告知主要客戶先為買賣同種類股票
(C)自己或通知親朋好友先為買賣同種類股票
(D)立刻報告直屬主管因應處理
參考答案
答案：A
難度：適中0.602
書單：沒有書單，新增
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