問題詳情
98 下列何者屬於金融機構防制洗錢措施所稱之金融機構:
(A)辦理儲金匯兌之郵政機構
(B)信用合作社
(C)證券集中保管事業
(D)以上皆是
(A)辦理儲金匯兌之郵政機構
(B)信用合作社
(C)證券集中保管事業
(D)以上皆是
參考答案
答案:D
難度:非常簡單0.914
書單:沒有書單,新增
內容推薦
- 96 洗錢防制法規定金融機構對於達一定金額以上之通貨交易,應確認客戶身分及留存交易紀錄憑證,並應向指定之機構申報。所稱之一定金額係指新台幣多少之單筆現金或換鈔交易? (A)25 萬元 (B)50 萬元
- 95 下列何者屬於金融機構防制洗錢措施之核心原則? (A)客戶審查、確認身分 (B)建立洗錢交易監控機制、做好交易申報 (C)內部控制、稽核與法令遵循制度 (D)以上皆是
- 94 有關國內貨幣市場基金之描述,何者為非? (A)主要投資標的為銀行存款、短期票券及附買回交易 (B)加權平均存續期間不得大於 180 日 (C)不得投資於股票或其他具股權性質之有價證券 (D)具保
- 93 有關對期貨商收取客戶保證金之管理,以下何者為非? (A)期貨商應開設客戶保證金專戶,並與自有資產分離存放 (B)為期貨交易人支付必須支付之保證金,得自客戶保證金專戶提取款項 (C)為期貨交易人支
- 92 甲上市公司董事長掏空公司資產,持有甲公司股票之股東所受損害可採取之措施,以下何者正確? (A)向財團法人證券投資人及期貨交易人保護中心(投保中心)請求動用保護基金償付 (B)向財團法人金融消費評
- 91 以下有關證券投資信託基金之描述,何者為非? (A)基金資產交由證券投資信託事業保管 (B)基金資產應分散投資 (C)股票型基金係指投資股票達淨資產價值 70%以上之基金 (D)指數股票型基金(E
- 90 上市(櫃)公司之股東常會應於每會計年度終了後幾個月內召開?(A)一個月 (B)二個月 (C)三個月 (D)六個月
- 89 上市(櫃)公司之年度財務報告,自 101 年會計年度開始,最遲應於年度終了後幾個月內公告並申報? (A)二個月 (B)三個月 (C)四個月 (D)以上皆非
- 88 上市(櫃)公司依規定,財務報表及重大訊息須在何處公告?(A)公開資訊觀測站 (B)國內報紙 (C)上市(櫃)公司自家網站 (D)奇摩或鉅亨網
- 87 證券商研究員或分析人員接受媒體採訪時: (A)不必經過公司內部同意就可接受媒體採訪 (B)於接受媒體採訪時,要多多建議買賣個股,以增加公司業績 (C)對市場行情研判、市場分析及產業趨勢,不必說明
內容推薦
- 100 現行每一存款人在同一家金融機構的最高保額為存款本金是多少?(A)新台幣 100 萬元 (B)新台幣 150 萬元 (C)新台幣 300 萬元 (D)新台幣 500 萬元
- 非鍵屬性(Nonkey Attribute)藉由另一個非鍵屬性功能相依於主鍵,稱為下列何者?(A)非鍵相依(Nonkey Dependency) (B)部分相依(Partial Dependenc
- ( ) It gave me so much ______ to hear of your success. (A) pleasure (B) happy (C) business(D) awar
- ( ) A: I really like this book. B: Why? A: It works as a _____ between teenagers and their parents
- ( ) Too much work and too little rest will _________ illness (生病). (A) take up (B) come true(C) ti
- ( ) A few months ago I was crazy about Facebook. _______ I came from school every day, I would go
- ( ) She won the singing contest and received a _____ of $200,000. (A) money (B) reward (C) happine
- ( ) It was ______ of Linda to believe what her boyfriend said. Everyone around her knew he was lyi
- ( ) Mr. Lin’s daughter lives _____ , not here in Taiwan. She only comes back to Taiwan during Chin
- ( ) It is harder and harder for Bob, a taxi driver, to ______ for his family with the less and les
- ( ) I want to buy two pounds of beef and ______ eggs for today’s dinner.(A) dozen of (B) dozens o
- ( ) The woman ____ lives next door to Ken is a ________ to him. They have never met and he doesn’
- ( ) Cathy has to hand in all the homework on time, and _______ . (A) so Helen is (B) so does Hele
- ( ) The waiter _____ glasses is bringing a pair of chopsticks to the woman _____ the pink dress.(
- ( ) Jim is making a birthday card _______ to Anna on her 16th birthday. (A) has been given (B) th
- ( ) The tall man ________ at the bookstore is my high school teacher. (A) you saw (B) who saw(C)
- ( ) The bakery _______ the bank is popular. (A) besides (B) next (C) between (D) across from
- ( ) Mom seldom gets angry with us, and _____. (A) neither doesn’t Dad (B) neither does Dad(C) so
- ( ) Julia: __________ . Paul: So have you.(A) She’s won the lottery(彩券) twice. (B) She has to be
- ( ) Helen is washing the bag ______ she bought at the night market. (選出不適用者) (A) which(B) that (C
- ( ) At dinner time, I often enjoy telling Mom everything ______ at school. (A) happened(B) was ha
- ( ) In my family, my sister is the only person who ______ chocolate. (A) love (B) loves (C) loved
- ( ) The house _____ four rooms ______ large enough for a big family to live in. (A) which has; is
- ( ) The young man ________ you took away this morning is very mad about it. (A) that the wallet(B
- ( ) I need to help the old man and the dog _____ the road. (A) who is crossing (B) which is cross