問題詳情
200 證券商辦理財富管理業務，為防範內線交易及利益衝突，對於辦理財富管理業務人員之規範，下列何者為正確？
(A)不得接受客戶不合法交易
(B)從客戶獲知其買賣某標的商品之相關訊息，有利益衝突或不當得利之虞者，不得從事該等標的之買賣
(C)應明確告知客戶執行財富管理業務人員之所屬部門，不得有混淆客戶之行為
(D)以上皆為正確
(A)不得接受客戶不合法交易
(B)從客戶獲知其買賣某標的商品之相關訊息，有利益衝突或不當得利之虞者，不得從事該等標的之買賣
(C)應明確告知客戶執行財富管理業務人員之所屬部門，不得有混淆客戶之行為
(D)以上皆為正確
參考答案
答案：D
難度：非常簡單0.994
書單：沒有書單，新增
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